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Ownership Summary

Institutional Ownership

Ownership > 100%

Ownership > 100%

List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
 
Double-counting - On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
 
Short Interest - A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
 
A gap between 'as of' dates - In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
 
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
29,498,506
Short Interest Shares
92,974
Float (%)
59.89
Institutional Ownership (%)
35.40
Mutual Fund Ownership (%)
42.58
Insider Ownership (%)
40.11
Top 10 Instn Holders (%)
22.23
Ownership Activity - Total Positions
  • Total Positions
    HOLDERS94 SHARES10,443,326
  • New Positions
    HOLDERS14 SHARES469,090
  • Increased Positions
    HOLDERS25 SHARES1,279,094
  • Decreased Positions
    HOLDERS33 SHARES(646,219)
  • Soldout Positions
    HOLDERS13 SHARES(502,036)
  • Net Change
    SHARES599,929

  • Total Positions

    HOLDERS94
    SHARES10,443,326

  • New Positions

    HOLDERS14
    SHARES469,090

  • Increased Positions

    HOLDERS25
    SHARES1,279,094

  • Decreased Positions

    HOLDERS33
    SHARES(646,219)

  • Soldout Positions

    HOLDERS13
    SHARES(502,036)

  • Net Change

    SHARES599,929
Company Shares % Out Value ($) Reported Change
Hallador Investment Advisors Inc. 1,671,465 5.67 12,803,422 3/31/2017 0
Acadian Asset Management LLC 1,101,711 3.73 8,439,106 3/31/2017 (16,729)
Vanguard Group Inc. 900,005 3.05 6,894,038 3/31/2017 149,153
Numeric Investors LLC 741,705 2.51 5,681,460 3/31/2017 (23,198)
Dimensional Fund Advisors LP 578,874 1.96 4,434,175 3/31/2017 170,342
Morgan Stanley 464,723 1.58 3,559,778 3/31/2017 86,609
Renaissance Technologies LLC 332,200 1.13 2,544,652 3/31/2017 159,700
Chartwell Investment Partners LLC 281,434 0.95 2,155,784 3/31/2017 (197,928)
Oakcliff Capital Partners, L.P. 260,578 0.88 1,996,027 3/31/2017 260,578
Millennium Management LLC 225,756 0.77 1,729,291 3/31/2017 135,378
Arrowstreet Capital Ltd. Partnership 205,045 0.70 1,570,645 3/31/2017 (4,712)
Cove Street Capital LLC 200,000 0.68 1,532,000 3/31/2017 0
Invesco Ltd. 193,930 0.66 1,485,504 3/31/2017 84,640
Northern Trust Global Investments 170,075 0.58 1,302,775 3/31/2017 6,192
Oldfield Partners LLP 166,700 0.57 1,276,922 3/31/2017 76,769
CornerCap Investment Counsel Inc 164,692 0.56 1,261,541 3/31/2017 20,655
Peter B. Cannell & Co. Inc. 159,350 0.54 1,220,621 3/31/2017 0
BlackRock Inc. 149,094 0.51 1,142,060 3/31/2017 (3,708)
O'Shaughnessy Asset Management LLC 145,040 0.49 1,111,006 3/31/2017 71,372
Bridgeway Capital Management Inc. 141,950 0.48 1,087,337 3/31/2017 350

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