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Ownership Summary

Institutional Ownership

Ownership > 100%

Ownership > 100%

List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
 
Double-counting - On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
 
Short Interest - A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
 
A gap between 'as of' dates - In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
 
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
30,419,967
Short Interest Shares
785,923
Float (%)
87.26
Institutional Ownership (%)
56.59
Mutual Fund Ownership (%)
37.96
Insider Ownership (%)
12.74
Top 10 Instn Holders (%)
40.38
Ownership Activity - Total Positions
  • Total Positions
    HOLDERS117 SHARES12,254,388
  • New Positions
    HOLDERS9 SHARES44,876
  • Increased Positions
    HOLDERS24 SHARES526,644
  • Decreased Positions
    HOLDERS33 SHARES(544,343)
  • Soldout Positions
    HOLDERS15 SHARES(313,563)
  • Net Change
    SHARES(286,386)

  • Total Positions

    HOLDERS117
    SHARES12,254,388

  • New Positions

    HOLDERS9
    SHARES44,876

  • Increased Positions

    HOLDERS24
    SHARES526,644

  • Decreased Positions

    HOLDERS33
    SHARES(544,343)

  • Soldout Positions

    HOLDERS15
    SHARES(313,563)

  • Net Change

    SHARES(286,386)
Company Shares % Out Value ($) Reported Change
Hallador Investment Advisors Inc. 1,671,465 5.49 1,253,599 10/7/2019 0
Dimensional Fund Advisors LP 1,356,492 4.46 1,017,369 12/31/2019 1,026
BlackRock Inc. 1,160,120 3.81 870,090 12/31/2019 (7,895)
Yorktown Partners LLC 965,998 3.18 724,499 12/31/2019 0
Vanguard Group Inc. 826,555 2.72 619,916 12/31/2019 (854)
Oakcliff Capital Partners, L.P. 557,189 1.83 417,892 12/31/2019 0
Acadian Asset Management LLC 547,756 1.80 410,817 12/31/2019 (26,684)
Renaissance Technologies LLC 416,058 1.37 312,044 12/31/2019 (72,400)
State Street Global Advisors Inc. 302,016 0.99 226,512 12/31/2019 (4,202)
Cove Street Capital LLC 300,000 0.99 225,000 12/31/2019 97,500
Northern Trust Global Investments 295,648 0.97 221,736 12/31/2019 1,850
Geode Capital Management LLC 236,043 0.78 177,032 12/31/2019 5,054
Sterling Capital Management LLC 222,799 0.73 167,099 12/31/2019 27,460
Bridgeway Capital Management Inc. 209,200 0.69 156,900 12/31/2019 0
Russell Investment Management LLC 195,094 0.64 146,321 12/31/2019 125,717
Numeric Investors LLC 173,372 0.57 130,029 12/31/2019 (1,000)
Oldfield Partners LLP 164,204 0.54 123,153 12/31/2019 9,026
Peter B. Cannell & Co. Inc. 159,350 0.52 119,513 12/31/2019 0
BNY Asset Management 151,335 0.50 113,501 12/31/2019 (155,389)
PanAgora Asset Management Inc. 151,254 0.50 113,441 12/31/2019 7,148
Displaying 1 to 20 (of 117)

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