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Ownership Summary

Institutional Ownership

Ownership > 100%

Ownership > 100%

List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
 
Double-counting - On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
 
Short Interest - A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
 
A gap between 'as of' dates - In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
 
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
30,248,953
Short Interest Shares
180,099
Float (%)
87.46
Institutional Ownership (%)
56.62
Mutual Fund Ownership (%)
38.13
Insider Ownership (%)
12.54
Top 10 Instn Holders (%)
40.38
Ownership Activity - Total Positions
  • Total Positions
    HOLDERS121 SHARES12,547,259
  • New Positions
    HOLDERS10 SHARES286,758
  • Increased Positions
    HOLDERS41 SHARES636,873
  • Decreased Positions
    HOLDERS27 SHARES(936,921)
  • Soldout Positions
    HOLDERS12 SHARES(439,471)
  • Net Change
    SHARES(452,761)
  • Total Positions

    HOLDERS121
    SHARES12,547,259
  • New Positions

    HOLDERS10
    SHARES286,758
  • Increased Positions

    HOLDERS41
    SHARES636,873
  • Decreased Positions

    HOLDERS27
    SHARES(936,921)
  • Soldout Positions

    HOLDERS12
    SHARES(439,471)
  • Net Change

    SHARES(452,761)
Company Shares % Out Value ($) Reported Change
Hallador Investment Advisors Inc. 1,671,465 5.53 5,214,971 10/7/2019 0
Dimensional Fund Advisors LP 1,355,466 4.48 4,229,054 9/30/2019 (2,953)
BlackRock Inc. 1,168,015 3.86 3,644,207 9/30/2019 49,548
Yorktown Partners LLC 965,998 3.19 3,013,914 9/30/2019 (450,000)
Vanguard Group Inc. 827,409 2.74 2,581,516 9/30/2019 70,857
Acadian Asset Management LLC 574,440 1.90 1,792,253 9/30/2019 (37,576)
Oakcliff Capital Partners, L.P. 557,189 1.84 1,738,430 9/30/2019 0
Renaissance Technologies LLC 488,458 1.61 1,523,989 9/30/2019 66,166
BNY Asset Management 306,724 1.01 956,979 9/30/2019 5,501
State Street Global Advisors Inc. 306,218 1.01 955,400 9/30/2019 5,839
Northern Trust Global Investments 293,798 0.97 916,650 9/30/2019 41,955
Geode Capital Management LLC 230,989 0.76 720,686 9/30/2019 (2,606)
Bridgeway Capital Management Inc. 209,200 0.69 652,704 9/30/2019 0
Cove Street Capital LLC 202,500 0.67 631,800 9/30/2019 0
Sterling Capital Management LLC 195,339 0.65 609,458 9/30/2019 0
Numeric Investors LLC 174,372 0.58 544,041 9/30/2019 (135,671)
Hillsdale Investment Management Inc. 171,377 0.57 534,696 9/30/2019 147,377
Peter B. Cannell & Co. Inc. 159,350 0.53 497,172 9/30/2019 0
MacKay Shields LLC 158,355 0.52 494,068 9/30/2019 6,400
Oldfield Partners LLP 155,178 0.51 484,155 9/30/2019 21,508
Displaying 1 to 20 (of 121)

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