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Ownership Summary
Institutional Ownership
Ownership > 100%
×
Ownership > 100%
List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
Double-counting
- On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
Short Interest
- A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
A gap between 'as of' dates
- In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
30,248,953
Short Interest Shares
180,099
Float (%)
87.46
Institutional Ownership (%)
56.62
Mutual Fund Ownership (%)
38.13
Insider Ownership (%)
12.54
Top 10 Instn Holders (%)
40.38
Ownership Activity - Total Positions
Total Positions
Total Positions
HOLDERS
121
SHARES
12,547,259
New Positions
HOLDERS
10
SHARES
286,758
Increased Positions
HOLDERS
41
SHARES
636,873
Decreased Positions
HOLDERS
27
SHARES
(936,921)
Soldout Positions
HOLDERS
12
SHARES
(439,471)
Net Change
SHARES
(452,761)
Total Positions
HOLDERS
121
SHARES
12,547,259
New Positions
HOLDERS
10
SHARES
286,758
Increased Positions
HOLDERS
41
SHARES
636,873
Decreased Positions
HOLDERS
27
SHARES
(936,921)
Soldout Positions
HOLDERS
12
SHARES
(439,471)
Net Change
SHARES
(452,761)
Institutional Ownership
Mutual Fund
Company
Shares
% Out
Value ($)
Reported
Change
Hallador Investment Advisors Inc.
1,671,465
5.53
5,214,971
10/7/2019
0
Dimensional Fund Advisors LP
1,355,466
4.48
4,229,054
9/30/2019
(2,953)
BlackRock Inc.
1,168,015
3.86
3,644,207
9/30/2019
49,548
Yorktown Partners LLC
965,998
3.19
3,013,914
9/30/2019
(450,000)
Vanguard Group Inc.
827,409
2.74
2,581,516
9/30/2019
70,857
Acadian Asset Management LLC
574,440
1.90
1,792,253
9/30/2019
(37,576)
Oakcliff Capital Partners, L.P.
557,189
1.84
1,738,430
9/30/2019
0
Renaissance Technologies LLC
488,458
1.61
1,523,989
9/30/2019
66,166
BNY Asset Management
306,724
1.01
956,979
9/30/2019
5,501
State Street Global Advisors Inc.
306,218
1.01
955,400
9/30/2019
5,839
Northern Trust Global Investments
293,798
0.97
916,650
9/30/2019
41,955
Geode Capital Management LLC
230,989
0.76
720,686
9/30/2019
(2,606)
Bridgeway Capital Management Inc.
209,200
0.69
652,704
9/30/2019
0
Cove Street Capital LLC
202,500
0.67
631,800
9/30/2019
0
Sterling Capital Management LLC
195,339
0.65
609,458
9/30/2019
0
Numeric Investors LLC
174,372
0.58
544,041
9/30/2019
(135,671)
Hillsdale Investment Management Inc.
171,377
0.57
534,696
9/30/2019
147,377
Peter B. Cannell & Co. Inc.
159,350
0.53
497,172
9/30/2019
0
MacKay Shields LLC
158,355
0.52
494,068
9/30/2019
6,400
Oldfield Partners LLP
155,178
0.51
484,155
9/30/2019
21,508
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