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Ownership Summary

Institutional Ownership

Ownership > 100%

Ownership > 100%

List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
 
Double-counting - On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
 
Short Interest - A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
 
A gap between 'as of' dates - In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
 
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
30,419,967
Short Interest Shares
885,519
Float (%)
87.26
Institutional Ownership (%)
56.59
Mutual Fund Ownership (%)
37.96
Insider Ownership (%)
12.74
Top 10 Instn Holders (%)
40.38
Ownership Activity - Total Positions
  • Total Positions
    HOLDERS110 SHARES10,864,464
  • New Positions
    HOLDERS6 SHARES130,336
  • Increased Positions
    HOLDERS20 SHARES320,265
  • Decreased Positions
    HOLDERS27 SHARES(852,457)
  • Soldout Positions
    HOLDERS22 SHARES(998,664)
  • Net Change
    SHARES(1,400,520)

  • Total Positions

    HOLDERS110
    SHARES10,864,464

  • New Positions

    HOLDERS6
    SHARES130,336

  • Increased Positions

    HOLDERS20
    SHARES320,265

  • Decreased Positions

    HOLDERS27
    SHARES(852,457)

  • Soldout Positions

    HOLDERS22
    SHARES(998,664)

  • Net Change

    SHARES(1,400,520)
Company Shares % Out Value ($) Reported Change
Hallador Investment Advisors Inc. 1,671,465 5.49 1,176,043 10/7/2019 0
Dimensional Fund Advisors LP 1,296,376 4.26 912,130 3/31/2020 (60,116)
BlackRock Inc. 1,139,330 3.75 801,633 3/31/2020 (20,790)
Yorktown Partners LLC 965,998 3.18 679,676 3/31/2020 0
Vanguard Group Inc. 828,033 2.72 582,604 3/31/2020 1,478
Oakcliff Capital Partners, L.P. 557,189 1.83 392,038 3/31/2020 0
Renaissance Technologies LLC 545,256 1.79 383,642 3/31/2020 129,198
Acadian Asset Management LLC 472,716 1.55 332,603 3/31/2020 (75,040)
State Street Global Advisors Inc. 335,875 1.10 236,322 3/31/2020 33,859
Northern Trust Global Investments 315,667 1.04 222,103 3/31/2020 20,019
Cove Street Capital LLC 300,000 0.99 211,080 3/31/2020 0
Geode Capital Management LLC 265,454 0.87 186,773 3/31/2020 29,411
Bridgeway Capital Management Inc. 195,600 0.64 137,624 3/31/2020 (13,600)
BNY Asset Management 183,409 0.60 129,047 3/31/2020 32,074
Oldfield Partners LLP 164,204 0.54 115,534 3/31/2020 0
Peter B. Cannell & Co. Inc. 159,350 0.52 112,119 3/31/2020 0
STRS Ohio 101,400 0.33 71,345 3/31/2020 0
Municipal Employees' Retirement System of Michigan 90,890 0.30 63,950 3/31/2020 0
UBS Asset Management AG 84,247 0.28 59,276 3/31/2020 (18,615)
MacKay Shields LLC 83,055 0.27 58,437 3/31/2020 (48,700)
Displaying 1 to 20 (of 110)

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