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Ownership Summary

Institutional Ownership

Ownership > 100%

Ownership > 100%

List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
 
Double-counting - On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
 
Short Interest - A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
 
A gap between 'as of' dates - In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
 
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
29,955,713
Short Interest Shares
174,184
Float (%)
74.41
Institutional Ownership (%)
32.92
Mutual Fund Ownership (%)
41.88
Insider Ownership (%)
25.59
Top 10 Instn Holders (%)
21.63
Ownership Activity - Total Positions
  • Total Positions
    HOLDERS96 SHARES9,861,981
  • New Positions
    HOLDERS7 SHARES125,011
  • Increased Positions
    HOLDERS30 SHARES563,864
  • Decreased Positions
    HOLDERS28 SHARES(510,109)
  • Soldout Positions
    HOLDERS8 SHARES(405,002)
  • Net Change
    SHARES(226,236)

  • Total Positions

    HOLDERS96
    SHARES9,861,981

  • New Positions

    HOLDERS7
    SHARES125,011

  • Increased Positions

    HOLDERS30
    SHARES563,864

  • Decreased Positions

    HOLDERS28
    SHARES(510,109)

  • Soldout Positions

    HOLDERS8
    SHARES(405,002)

  • Net Change

    SHARES(226,236)
Company Shares % Out Value ($) Reported Change
Hallador Investment Advisors Inc. 1,671,465 5.58 11,783,828 3/29/2018 0
Dimensional Fund Advisors LP 922,104 3.08 6,500,833 3/31/2018 129,170
Vanguard Group Inc. 919,935 3.07 6,485,542 3/31/2018 (45,447)
BlackRock Inc. 794,933 2.65 5,604,278 3/31/2018 (5,602)
Acadian Asset Management LLC 575,378 1.92 4,056,415 3/31/2018 82,652
Oakcliff Capital Partners, L.P. 398,362 1.33 2,808,452 3/31/2018 137,784
Northern Trust Global Investments 346,454 1.16 2,442,501 3/31/2018 (3,320)
Numeric Investors LLC 336,058 1.12 2,369,209 3/31/2018 (50,215)
BNY Asset Management 263,375 0.88 1,856,794 3/31/2018 1,268
State Street Global Advisors Inc. 250,644 0.84 1,767,040 3/31/2018 41,662
CornerCap Investment Counsel Inc 208,695 0.70 1,471,300 3/31/2018 7,388
Renaissance Technologies LLC 201,800 0.67 1,422,690 3/31/2018 (119,900)
PanAgora Asset Management Inc. 184,143 0.61 1,298,208 3/31/2018 39,843
Cove Street Capital LLC 182,114 0.61 1,283,904 3/31/2018 0
Invesco Ltd. 168,230 0.56 1,186,022 3/31/2018 (10,650)
Geode Capital Management LLC 162,138 0.54 1,143,073 3/31/2018 4,693
Peter B. Cannell & Co. Inc. 159,350 0.53 1,123,418 3/31/2018 0
Morgan Stanley 156,477 0.52 1,103,163 3/31/2018 (58,389)
Bridgeway Capital Management Inc. 141,600 0.47 998,280 3/31/2018 0
Sterling Capital Management LLC 138,680 0.46 977,694 3/31/2018 22,930

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